MARV CAPITAL INC.

CUSTOMER AGREEMENT

Last Updated: June 4, 2025

This Customer Agreement (“Agreement”) governs your brokerage relationship with MARV Capital Inc. (“MARV,” “we,” “us,” or “our”). By opening or maintaining a brokerage account through MARV, you agree to the terms below.

Affiliate Relationships

MARV Capital Inc. is under common ownership with UnBound X, Inc. Maneesh Awasthi holds ownership interests in both entities.

UnBound X operates as an educational and analytics platform only and is not a broker-dealer. The existence of common ownership does not alter MARV Capital Inc.’s regulatory responsibilities or supervisory obligations, nor does it permit UnBound X to engage in brokerage activities.

1. ROLE OF MARV CAPITAL INC.

MARV Capital Inc. is a FINRA-registered introducing broker-dealer.
MARV is responsible for:

• Customer relationship management
  • Regulatory disclosures and supervision
  • Order acceptance and transmission
  • Compliance with applicable securities laws and FINRA rules

MARV does not hold customer funds or securities.

2. CLEARING, EXECUTION, AND CUSTODY

All brokerage accounts introduced by MARV are cleared and carried by Alpaca Securities LLC (“Alpaca”) or its clearing agent.

Alpaca is responsible for:

• Trade execution
  • Clearing and settlement
  • Custody of cash and securities
  • Trade confirmations and account statements

Your account is subject to Alpaca’s Customer Agreement, disclosures, and policies, which are incorporated by reference into this Agreement.

3. SELF-DIRECTED ACCOUNTS / NO INVESTMENT ADVICE

All accounts are self-directed.

MARV does not:

• Provide investment advice
  • Make recommendations
  • Exercise discretion
  • Monitor accounts for suitability

You are solely responsible for all investment decisions and transactions in your account.

4. ORDER ENTRY AND ACCEPTANCE

You may enter trade instructions through an interface rendered via UnBound X, Inc., an affiliate of MARV that operates as an educational and analytics platform.

Important clarifications:

• UnBound X is not a broker-dealer
  • UnBound X does not accept or execute orders
  • All orders are accepted, validated, and transmitted by MARV Capital Inc.
  • Orders are executed, cleared, and custodied by Alpaca Securities LLC

MARV may reject or cancel any order in accordance with applicable laws, regulations, or supervisory controls.

5. DATA ACCESS AND TECHNOLOGY PLATFORMS

If you link your brokerage account to UnBound X or other analytics tools:

• Access is read-only
  • No trading or account modification is permitted through such tools
  • Access may be revoked by you at any time

MARV retains sole responsibility for regulatory books and records.

6. COMMUNICATIONS AND ELECTRONIC DELIVERY

You consent to receive all communications electronically, including:

• Account notices
  • Disclosures
  • Trade confirmations
  • Statements

Electronic delivery satisfies MARV’s delivery obligations.

7. FEES AND COMPENSATION

• MARV may receive compensation from Alpaca or other market participants
  • MARV does not receive transaction-based compensation from UnBound X
  • Applicable fees are disclosed separately and may change

8. RISKS OF INVESTING

All securities transactions involve risk, including the risk of loss.
Market conditions may result in losses that exceed your investment.

Past performance does not guarantee future results.

9. ARBITRATION AND DISPUTE RESOLUTION

This Agreement contains a predispute arbitration clause.

Any controversy arising out of or relating to your account shall be resolved by arbitration before FINRA Dispute Resolution, in accordance with FINRA rules.

By agreeing to arbitration, you waive the right to sue in court, except as permitted by law.

10. GOVERNING LAW

This Agreement is governed by:

• Federal securities laws
  • FINRA rules
  • Applicable state law

11. ENTIRE AGREEMENT

This Agreement:

• Governs your relationship with MARV Capital Inc.
  • Supplements, but does not replace, Alpaca’s Customer Agreement
  • Remains effective until terminated

If there is a conflict, Alpaca’s agreement governs matters related to execution, clearing, and custody.

ACKNOWLEDGMENT

By opening or maintaining a brokerage account through MARV Capital Inc., you acknowledge that you have read, understood, and agreed to this Customer Agreement.