Reg BI disclosure

Form CRS – Client Relationship Summary

MARV Capital Inc.
Effective Date: June 5, 2025

Introduction

MARV Capital Inc. is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and is a member of FINRA and SIPC. Brokerage services and fees differ and it is important for you to understand these differences. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.

What investment services and advice can you provide me?

We offer brokerage services to retail investors in private markets through the UnBound X platform (UBverse), specializing in alternative investments including:

• Securities offerings under Regulation A+, Regulation Crowdfunding, and Regulation D Rule 506(c)
  • Limited product menu – UBverse platform lists only the private securities offered by us
  • Transaction-based services – We facilitate your investment transactions but do not monitor your portfolio
  • No discretionary authority – You make the ultimate decision regarding purchases or sales

Account minimums and other requirements: Investment minimums vary by offering. Regulation D offerings are limited to accredited investors. Some offerings may require UBverse platform membership.

Additional Information: For more detailed information about our services, visit https://unboundxinc.com/legal/reg-bi-disclosure.

Conversation Starters. Ask your financial professional:

Given my financial situation, should I choose a brokerage service? Why or why not?

How will you choose investments to recommend to me?

What is your relevant experience, including your licenses, education and other qualifications? What do these qualifications mean?

 

What fees will I pay?

You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.

Principal Fees and Costs:

• Transaction-based fees – Up to 3.5% convenience fee on investment amount
  • Secondary trading – If available, up to 5% per transaction for buyers and sellers
  • Platform membership – May be required for certain offerings or features

We typically receive compensation from issuers (5-10% placement fees plus potential warrants), not from you directly. However, this creates a conflict of interest as we have an incentive to encourage transactions.

Additional Information: Visit  for detailed fee schedules and examples.

Conversation Starter. Ask your financial professional:

• Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?

What are your legal obligations to me when providing recommendations? How else does your firm make money and what conflicts of interest do you have?

When we provide you with a recommendation, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the recommendations we provide you. Here are some examples to help you understand what this means:

• Issuer compensation – We earn most revenue from issuers, creating an incentive to recommend their offerings
  • Affiliated issuers – Some issuers may be affiliated with UnBound X or MARV Capital
  • Volume incentives – Higher transaction volumes increase our revenues
  • Equity compensation – We may receive warrants from issuers, potentially diluting your investment

Conversation Starter. Ask your financial professional:

How might your conflicts of interest affect me, and how will you address them?

 

Additional Information: For details about our conflicts of interest, see our Regulation Best Interest disclosures at https://unboundxinc.com/reg-bi-disclosure.

How do your financial professionals make money?

Our financial professionals receive a salary and may earn bonuses based on factors including: revenue generated, new accounts opened, and overall firm performance. This compensation structure may create an incentive to recommend transactions that generate higher fees.

Do you or your financial professionals have legal or disciplinary history?

[Yes/No]              Visit Investor.gov/CRS for a free and simple search tool to research us and our financial professionals.

Conversation Starter. Ask your financial professional:

• As a financial professional, do you have any disciplinary history? For what type of conduct?

Additional Information

For additional information about our services, visit https://unboundxinc.com/legal/form-crs. To request a copy of this relationship summary, email crs@unboundxinc.com.

Conversation Starter. Ask your financial professional:

Who is my primary contact person? Is he or she a representative of an investment adviser or a broker-dealer? Who can I talk to if I have concerns about how this person is treating me?